Wan Hung Shum
沈韵虹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Hung Shum (沈韵虹), a licensed former licensee with CE reference BDM350. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-26 | 2021-02-26 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-26 | 2021-02-26 |