Ye Tian Wu
吳也湉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Tian Wu (吳也湉), a licensed former licensee with CE reference BDM023. This person has 2.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-23 | 2016-09-07 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-23 | 2016-04-16 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-05-23 | 2016-04-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ye Tian Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.