Ka Lai (SFC:BDL412) Man
文嘉麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lai (SFC:BDL412) Man (文嘉麗), a licensed former licensee with CE reference BDL412. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2015-08-24 | 2017-06-10 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-09 | 2017-06-10 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-22 | 2015-01-08 |