Thu Anh Phan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thu Anh Phan ( ), a licensed former licensee with CE reference BDL004. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M3 Capital Partners (HK) Limited | Rep | Type 1 — Dealing in securities | 2014-05-22 | 2019-05-16 |
| M3 Capital Partners (HK) Limited | Rep | Type 4 — Advising on securities | 2014-05-22 | 2019-05-16 |