Adrian (SFC:BDJ811) Li
利至恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian (SFC:BDJ811) Li (利至恩), a licensed former licensee with CE reference BDJ811. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-01 | 2019-08-13 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-01 | 2019-08-13 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-09 | 2015-01-05 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-09 | 2015-01-05 |