Ho Yin (SFC:BDI687) Lee
李浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin (SFC:BDI687) Lee (李浩然), a licensed former licensee with CE reference BDI687. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-19 | 2024-06-20 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-11-29 | 2023-11-29 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-11-29 | 2025-01-29 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-04-09 | 2023-04-28 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-04 | 2023-04-28 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-02-04 | 2019-04-09 |
| Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-05-08 | 2019-01-01 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-20 | 2019-01-01 |
| Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-19 | 2018-05-08 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-24 | 2018-04-19 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-24 | 2018-04-19 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-16 | 2015-12-13 |