Claudia Yuk Ying Chan
陳旭瀅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claudia Yuk Ying Chan (陳旭瀅), a licensed former licensee with CE reference BDE996. This person has 7.7 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-01-24 | 2022-03-17 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-11-22 | 2022-01-24 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-21 | 2021-09-30 |
| Giraffe Capital Limited 智富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-04-21 | 2021-09-30 |
| Giraffe Capital Limited 智富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-03-06 | 2020-04-21 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-04-11 | 2020-02-28 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-27 | 2019-04-11 |
| Hercules Capital Limited 凱利融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-04-24 | 2014-10-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Claudia Yuk Ying Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.