Sheng Chen
陳胜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng Chen (陳胜), a licensed former licensee with CE reference BDE469. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-13 | 2016-06-03 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-24 | 2016-06-03 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-25 | 2015-02-28 |