Richard Kirk Hoffman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Kirk Hoffman ( ), a licensed former licensee with CE reference BDD367. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-07 | 2014-04-15 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-07 | 2014-04-15 |