Martin Legault
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Legault, a licensed former licensee with CE reference BCZ945. This person has 3.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2017-09-20 | 2018-06-15 |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2014-08-05 | 2018-06-15 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Martin Legault during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Colin Ashley Embree | NBC Financial Markets Asia Limited | 2014–2018 |
| Victor Lee | NBC Financial Markets Asia Limited | 2014–2018 |
| Tokunari Riku | NBC Financial Markets Asia Limited | 2015–2018 |
| Lai Lai Leung | NBC Financial Markets Asia Limited | 2014–2018 |