Maki Shinozaki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maki Shinozaki, a licensed Representative with CE reference BCZ301. Currently licensed at 1 firm(s): Macquarie Capital Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-18 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-18 | 2024-09-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-27 | 2024-01-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-07 | 2014-03-14 |