Yan (SFC:BCZ172) Wang
王妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BCZ172) Wang (王妍), CE reference BCZ172. Currently licensed at 1 firm(s): GL China Equity HK Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GL China Equity HK Management Limited | RO | Type 4 — Advising on securities | 2021-11-23 | present |
| GL China Equity HK Management Limited | RO | Type 9 — Asset management | 2021-11-23 | present |
| GL China Equity HK Management Limited | Rep | Type 4 — Advising on securities | 2021-08-31 | 2021-11-23 |
| GL China Equity HK Management Limited | Rep | Type 9 — Asset management | 2021-08-31 | 2021-11-23 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-02 | 2021-04-25 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-03-02 | 2021-04-25 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-02-25 | 2014-10-13 |