Rong (SFC:BCY469) Ye
葉榕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rong (SFC:BCY469) Ye (葉榕), a licensed former licensee with CE reference BCY469. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-01 | 2020-10-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-01 | 2020-10-07 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-04-01 | 2020-10-07 |