Li (SFC:BCW773) Wang
王立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BCW773) Wang (王立), CE reference BCW773. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2019-03-07 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-04-09 | 2018-12-14 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-10 | 2018-04-09 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2014-02-27 | 2015-11-30 |