Richard Mark Collis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Mark Collis ( ), a licensed former licensee with CE reference BCU735. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-30 | 2015-06-02 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-30 | 2015-06-02 |