William Joseph Nolan IV
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Joseph Nolan IV ( ), a licensed former licensee with CE reference BCT488. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-21 | 2015-03-27 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-21 | 2015-03-27 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-01-21 | 2015-03-27 |