Charles Robert Falck
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Robert Falck, a licensed former licensee with CE reference BCQ314. This person has 6.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 9 - Asset management | 2019-04-01 | 2020-07-13 |
| Vontobel Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2014-07-02 | 2019-05-01 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Robert Falck during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Iqbal Ramiz Chelat | Vontobel Asset Management (Hong Kong) Limited | 2014–2019 |
| Ka Yee Joanna Poon | Vontobel (Hong Kong) Limited | 2019–2020 |
| Ulrich Alexander Behm | Vontobel (Hong Kong) Limited | 2019–2020 |
| Pui Pui Tsang | Vontobel (Hong Kong) Limited | 2019–2020 |
| Suzanna Suk Wun Wong | Vontobel (Hong Kong) Limited | 2019–2020 |
| Edward Wu | Vontobel (Hong Kong) Limited | 2019–2020 |
| Naohiko Tabei | Vontobel (Hong Kong) Limited | 2019–2020 |
| Mein Sze Chwei | Vontobel (Hong Kong) Limited | 2020 |
| Zhen Li | Vontobel (Hong Kong) Limited | 2020 |