Vincent Edward James Hollis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Edward James Hollis, a licensed former licensee with CE reference BCI711. This person has 2.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2015-08-24 | 2016-10-28 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-24 | 2016-10-28 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-03 | 2015-07-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-12-03 | 2015-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Edward James Hollis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.