Vincent Edward James Hollis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Edward James Hollis ( ), a licensed former licensee with CE reference BCI711. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2015-08-24 | 2016-10-28 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-24 | 2016-10-28 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-03 | 2015-07-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-03 | 2015-07-31 |