James Keith Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Keith Brown ( ), a licensed former licensee with CE reference BCH663. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2017-06-19 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-11-20 | 2017-06-19 |