Wai Lok Yim
嚴偉樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lok Yim (嚴偉樂), a licensed former licensee with CE reference BCF284. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-13 | 2024-11-08 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-10 | 2024-11-08 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-02 | 2018-06-17 |