Wen (SFC:BCE788) Yang
楊文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen (SFC:BCE788) Yang (楊文), a licensed former licensee with CE reference BCE788. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LFM Global Investment (Hong Kong) Company Limited 諾安基金(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-17 | 2020-10-20 |
| LFM Global Investment (Hong Kong) Company Limited 諾安基金(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-01-17 | 2020-10-20 |
| LFM Global Investment (Hong Kong) Company Limited 諾安基金(香港)有限公司 |
RO | Type 9 - Asset management | 2014-01-17 | 2020-10-20 |