Soumitra Samir Bhattacharya
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soumitra Samir Bhattacharya ( ), a licensed former licensee with CE reference BBZ406. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-02-08 | 2023-01-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-30 | 2023-01-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-10 | 2017-10-26 |