Soumitra Samir Bhattacharya
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soumitra Samir Bhattacharya, a licensed former licensee with CE reference BBZ406. This person has 9.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-02-08 | 2023-01-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-30 | 2023-01-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-10 | 2017-10-26 |