Ying Le
樂盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Le (樂盈), a licensed former licensee with CE reference BBZ172. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-10 | 2018-09-03 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-10 | 2018-09-03 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-07 | 2017-07-04 |