Ka Lee Carrie Chun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lee Carrie Chun, a licensed former licensee with CE reference BBY790. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-28 | 2019-08-16 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 - Asset management | 2019-05-28 | 2019-08-16 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lee Carrie Chun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Vizor Lee | Tianli Financial Limited | 2019 |
| Shui Wai Siu | Tianli Financial Limited | 2019 |
| Yiu Sum Lam | Tianli Financial Limited | 2019 |
| Cheuk Hay Ho | Tianli Financial Limited | 2019 |
| Jie Wen | Tianli Financial Limited | 2019 |
| Jia Xu | Tianli Financial Limited | 2019 |
| Ying Wah Li | Tianli Financial Limited | 2019 |
| Pengcheng Yuan | Tianli Financial Limited | 2019 |
| Zisang Wu | Tianli Financial Limited | 2019 |
| Kin Fei Chow | Tianli Financial Limited | 2019 |
| Shuxun Lei | Tianli Financial Limited | 2019 |
| Pui Yi Lok | Tianli Financial Limited | 2019 |