Yuen Yan Wong
王婉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yan Wong (王婉欣), a licensed former licensee with CE reference BBX597. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-17 | 2018-10-06 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-17 | 2018-10-06 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-01-17 | 2018-10-06 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2013-09-24 | 2014-11-12 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2013-09-24 | 2014-11-12 |