David Goldman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Goldman ( ), a licensed former licensee with CE reference BBX563. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-27 | 2016-02-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-19 | 2016-02-02 |