David Goldman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Goldman, a licensed former licensee with CE reference BBX563. This person has 2.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-27 | 2016-02-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-19 | 2016-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Goldman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.