David Ronald Coates
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ronald Coates ( ), a licensed former licensee with CE reference BBV147. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-19 | 2013-12-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-09-19 | 2013-12-18 |