Jianjin Guo
郭建進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianjin Guo (郭建進), a licensed former licensee with CE reference BBV020. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-25 | 2020-04-10 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-25 | 2020-04-10 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-08 | 2017-07-01 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-08 | 2017-07-01 |