Kai (SFC:BBU279) Ma
馬凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai (SFC:BBU279) Ma (馬凱), a licensed former licensee with CE reference BBU279. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-22 | 2021-09-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-22 | 2021-09-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-03 | 2014-07-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-03 | 2014-07-18 |