Lisa Mei Shan Tao
陶美珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Mei Shan Tao (陶美珊), a licensed former licensee with CE reference BBT739. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-09 | 2021-07-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2017-08-09 | 2021-07-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2017-08-09 | 2021-07-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 - Asset management | 2017-08-09 | 2021-07-28 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2013-09-05 | 2016-07-29 |