Lisa Mei Shan Tao
陶美珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Mei Shan Tao (陶美珊), a licensed former licensee with CE reference BBT739. This person has 6.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-09 | 2021-07-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2017-08-09 | 2021-07-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2017-08-09 | 2021-07-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 - Asset management | 2017-08-09 | 2021-07-28 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2013-09-05 | 2016-07-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lisa Mei Shan Tao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.