John David Wallace
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John David Wallace ( ), a licensed former licensee with CE reference BBT530. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LaSalle Investment Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2013-11-21 | 2015-08-14 |
| LaSalle Investment Management Hong Kong Limited | RO | Type 4 — Advising on securities | 2013-11-21 | 2015-08-14 |
| LaSalle Investment Management Hong Kong Limited | RO | Type 9 — Asset management | 2013-11-21 | 2015-08-14 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-08-28 | 2013-11-21 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 4 — Advising on securities | 2013-08-28 | 2013-11-21 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 9 — Asset management | 2013-08-28 | 2013-11-21 |