Katherine Zhe Tu
涂喆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Zhe Tu (涂喆), a licensed former licensee with CE reference BBT296. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-21 | 2016-04-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-21 | 2016-04-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-08-21 | 2016-04-14 |