Gaurav Biraj Tracy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaurav Biraj Tracy ( ), a licensed former licensee with CE reference BBS995. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-29 | 2016-07-18 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-16 | 2014-09-18 |