Alois Mueller
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alois Mueller ( ), a licensed former licensee with CE reference BBS454. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 1 — Dealing in securities | 2014-01-29 | 2015-11-18 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 4 — Advising on securities | 2014-01-29 | 2015-11-18 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-09-02 | 2014-01-29 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 4 — Advising on securities | 2013-09-02 | 2014-01-29 |