Alois Mueller
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alois Mueller, a licensed former licensee with CE reference BBS454. This person has 2.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 1 - Dealing in securities | 2014-01-29 | 2015-11-18 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | Type 4 - Advising on securities | 2014-01-29 | 2015-11-18 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-09-02 | 2014-01-29 |
| Rothschild & Co Wealth Management Hong Kong Limited | Rep | Type 4 - Advising on securities | 2013-09-02 | 2014-01-29 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Alois Mueller during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.