Sophie Joanna McCarthy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophie Joanna McCarthy ( ), a licensed former licensee with CE reference BBR226. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-12 | 2016-12-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2013-08-12 | 2016-12-30 |