Frances Yao Tong
童謠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frances Yao Tong (童謠), a licensed former licensee with CE reference BBP906. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-22 | 2014-05-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-22 | 2014-05-16 |