Xiaofan Wu
鄔小凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaofan Wu (鄔小凡), a licensed former licensee with CE reference BBP489. This person has 6.9 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-24 | 2020-10-09 |
| Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-11-25 | 2018-03-09 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-02 | 2018-03-09 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-18 | 2015-12-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-18 | 2015-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaofan Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.