Hajime Yamashita
山下創
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hajime Yamashita (山下創), a licensed former licensee with CE reference BBP359. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-19 | 2015-10-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2014-05-19 | 2015-10-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-16 | 2014-05-19 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-16 | 2014-05-19 |