Dong Liu
劉冬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Liu (劉冬), a licensed former licensee with CE reference BBP239. This person has 1.6 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2013-12-30 | 2015-08-08 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2013-12-30 | 2015-08-08 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2013-12-30 | 2015-08-08 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Dong Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Allen Yan | Rongtong Global Investment Limited | 2013–2015 |
| Xuezhou Xiao | Rongtong Global Investment Limited | 2014–2015 |
| Chengxing Fan | Rongtong Global Investment Limited | 2014–2015 |
| Huanmu Chen | Rongtong Global Investment Limited | 2015 |
| Qian Wu | Rongtong Global Investment Limited | 2015 |
| Shenyi Yuan | Rongtong Global Investment Limited | 2015 |
| Wei Xu | Rongtong Global Investment Limited | 2015 |