Kwong Yuen Tse
謝光遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yuen Tse (謝光遠), a licensed former licensee with CE reference BBN111. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-31 | 2018-08-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-31 | 2018-08-04 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2013-07-08 | 2013-07-26 |