Lu (SFC:BBK703) Gao
皋璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:BBK703) Gao (皋璐), a licensed former licensee with CE reference BBK703. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-15 | 2016-07-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-15 | 2016-07-11 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2015-10-15 | 2016-07-11 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-17 | 2015-07-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-06-17 | 2015-07-17 |