Ka Wing (SFC:BBJ821) Lai
黎家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing (SFC:BBJ821) Lai (黎家榮), a licensed former licensee with CE reference BBJ821. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-11 | 2024-03-26 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-11 | 2024-03-26 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-12-20 | 2014-08-16 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-07 | 2014-08-16 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-07 | 2014-08-16 |