Neil Julian Yates
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Julian Yates ( ), a licensed former licensee with CE reference BBG991. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-13 | 2015-12-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2013-05-13 | 2015-12-08 |