Jin (SFC:BBG987) Xie
謝今
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin (SFC:BBG987) Xie (謝今), a licensed former licensee with CE reference BBG987. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-18 | 2023-07-31 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-18 | 2023-07-31 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-05-27 | 2023-07-31 |
| Brightway Asset Management Limited 明道資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-15 | 2021-02-28 |
| Pine River Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2013-05-15 | 2017-07-31 |