Xiaoling Xu
徐晓凌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoling Xu (徐晓凌), a licensed former licensee with CE reference BBD291. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-09 | 2021-09-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-09 | 2021-09-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-16 | 2017-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-16 | 2017-08-14 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-04-16 | 2015-07-31 |