Li (SFC:BBB554) Guan
管理
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BBB554) Guan (管理), a licensed former licensee with CE reference BBB554. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-10 | 2016-03-22 |