Charles Darant Whall

CE No. BBB180 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Darant Whall, a licensed former licensee with CE reference BBB180. This person has less than 0.1 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
Investec Asset Management Asia Limited
天達資產管理亞洲有限公司		 Rep Type 4 - Advising on securities 2013-04-08 2013-04-13

Worked alongside

The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Darant Whall during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Mark Herbert Breedon Investec Asset Management Asia Limited 2013
Bradley John George Investec Asset Management Asia Limited 2013
Philip Gordon Strode Saunders Investec Asset Management Asia Limited 2013
Sheung Cheung Cheung Investec Asset Management Asia Limited 2013
Wing Chung Lau Investec Asset Management Asia Limited 2013
Reno Yung Kei Cheung Investec Asset Management Asia Limited 2013
Helen Leung Investec Asset Management Asia Limited 2013
Jacqueline Wing Yee Shum Investec Asset Management Asia Limited 2013
Kwok Shing Tai Investec Asset Management Asia Limited 2013
Yuen Ki Chan Investec Asset Management Asia Limited 2013
Hoi See Mak Investec Asset Management Asia Limited 2013
Kwok Kwong Yeung Investec Asset Management Asia Limited 2013
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