Ting Chun
秦婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Chun (秦婷), a licensed former licensee with CE reference BBA876. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-19 | 2017-02-26 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-21 | 2017-02-26 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-25 | 2014-04-25 |