Wei (SFC:BBA381) Shang
尚巍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei (SFC:BBA381) Shang (尚巍), a licensed former licensee with CE reference BBA381. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-09-15 | 2017-09-29 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-30 | 2017-09-29 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-16 | 2017-09-29 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-18 | 2013-07-16 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-18 | 2016-09-15 |