Xiaoli (SFC:BBA265) Gu
顧晓立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoli (SFC:BBA265) Gu (顧晓立), a licensed former licensee with CE reference BBA265. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-19 | 2014-07-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-03-19 | 2014-07-10 |